Work Area: Professional Negligence

Ex-BSI deputy receives industry ban over 1MDB-linked compliance failures

11 October 2022

FCA censures Carillion, fines ex-directors for “reckless” behaviour

28 July 2022

UBS pays $25 million to settle SEC fraud charges

30 June 2022

EY to pay $100m over ethics exams cheating

The Big-Four accounting firm also admitted that it had misled the SEC in its submissions to the agency during the investigation.

28 June 2022

FCA fines Ghana International Bank over anti-money laundering failures

23 June 2022

KPMG fined over failure to document Rolls-Royce bribery concerns

The UK’s accounting regulator has issued a £3.4 million fine to Big Four accounting firm KPMG for its failure to act after learning about alleged bribery by its audit client, Rolls-Royce.

24 May 2022

Court slams ex-Dechert partner’s “almost unimaginable” misconduct on ENRC probe

“I have little doubt that Mr [Neil] Gerrard had a large ego and a belief that he is always right and expected others to follow him implicitly,” the court said in an excoriating judgment concluding that the lawyer repeatedly leaked ENRC’s confidential information to the SFO.

16 May 2022

Zondo Commission wants criminal charges against former Eskom executives

03 May 2022

SRA investigating Post Office lawyers over wrongful prosecutions

22 February 2022

Boeing directors settle 737 Max shareholder lawsuit

08 November 2021

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