Work Area: Financial services misconduct investigations

Citi fined over UK market abuse detection breaches

19 August 2022

Singapore charges ex-Wirecard employees

Featured in Investigator's Guide to Singapore

Singaporean prosecutors have charged three former Wirecard employees and a local businessman over an alleged scheme to embezzle funds from a subsidiary of the collapsed German payments company.

17 August 2022

Counsel Watch: The lawyers for Robinhood Crypto, JPMorgan and more

In the latest roundup, GIR looks at the lawyers who represented Robinhood Crypto before New York’s top financial regulator and those drafted in for recent settlements with financial crime prosecutors in France.

09 August 2022

Former Deutsche Bank trader’s conviction overturned

A New York federal judge vacated the guilty plea of a former Deutsche Bank trader who allegedly conspired to manipulate the Libor interest benchmark after his alleged co-conspirators had their convictions overturned by an appeals court earlier this year.

08 August 2022

New York regulator fines Robinhood unit $30m over AML failures

The New York State Department of Financial Services said on 2 August that an investigation had identified “significant” shortcomings at the business’ cryptocurrency division after a supervisory examination in 2019.

02 August 2022

Report: OFAC investigating crypto platform Kraken

27 July 2022

NCA confirms arrest of lawyers in sanctions evasion crackdown

The UK’s National Crime Agency has arrested at least 10 individuals suspected of helping “corrupt elites” to evade sanctions, it has emerged.

22 July 2022

Bank of America record-keeping probe resolution imminent

19 July 2022

Spoofing trial lays out complicated labyrinth of futures trading by former JPMorgan employees

The defendants "taught me everything I knew" a witness called by the government said.

14 July 2022

Former Deutsche Bank traders' spoofing convictions upheld

08 July 2022

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