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Financial services misconduct investigations

Work Area: Financial services misconduct investigations

DOJ appeals against decision to let SocGen trader fight charges from France

05 October 2021

Zurich prosecutors search Credit Suisse in Greensill probe

04 October 2021

DOJ charges Swiss financial services firm over alleged tax evasion scheme

29 September 2021

Wells Fargo enters $72.6m settlement for overcharging customers

28 September 2021

Regulator clears ING executives over role in money laundering scandal

A Dutch banking regulator has closed an investigation into whether lender ING’s top executives committed ethical breaches in connection with a money laundering scandal at the bank.

17 September 2021

KPMG reaches Malaysian settlement over 1MDB work

17 September 2021

UAE introduces new anti-money laundering guidance

The United Arab Emirates' central bank has issued new guidance for licensed financial institutions to combat money laundering and the financing of terrorism.

14 September 2021

FCA warns three traders over spoofing

10 September 2021

NAB chief outlines bank’s remediation efforts amid Austrac probe

09 September 2021

German regulator probing Allianz over US investment losses

08 September 2021