Work Area: Financial services misconduct investigations

JPMorgan reaches $75 million settlement over Epstein links

26 September 2023

KPMG faces record fine over Carillion audit: Sky News

25 September 2023

SEC to prioritise ephemeral messaging and ESG misstatements, enforcement director says

Gurbir Grewal also provided more guidance as to how the securities regulator approaches noticing companies that they are facing a possible enforcement action.

22 September 2023

FCA puts UK financial sector on notice over sanctions compliance

The UK financial regulator’s recent assessment of companies’ compliance with sanctions following Russia’s full-scale invasion of Ukraine should serve as a warning that enforcement activity will follow, London lawyers said.

21 September 2023

Counsel Watch: Kirkland steps in to challenge SEC subpoena lawsuit

In the latest counsel watch, Kirkland is advising a company that is challenging the release of its identity to the Securities and Exchange Commission following a cyber-hack on its lawyers’ files.

21 September 2023

SEC charges investment firm with failing to register work for sanctioned Russian oligarch

20 September 2023

Singapore regulator more than doubles AML penalties

19 September 2023

GIR Awards 2023: Outstanding In-house Counsel of the Year and Investigations Professional of the Year

GIR unveils two shortlists for its ninth annual awards ceremony, to be held in Washington, DC, on 16 November.

12 September 2023

Switzerland’s investigations bar

GIR profiles the leading boutiques and full-service firms for investigations in Switzerland.

11 September 2023

Papua New Guinea to file charges over UBS loan case

08 September 2023

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