Work Area: Financial services misconduct investigations

26 September 2023

25 September 2023

Gurbir Grewal also provided more guidance as to how the securities regulator approaches noticing companies that they are facing a possible enforcement action.

22 September 2023

The UK financial regulator’s recent assessment of companies’ compliance with sanctions following Russia’s full-scale invasion of Ukraine should serve as a warning that enforcement activity will follow, London lawyers said.

21 September 2023

In the latest counsel watch, Kirkland is advising a company that is challenging the release of its identity to the Securities and Exchange Commission following a cyber-hack on its lawyers’ files.

21 September 2023

20 September 2023

19 September 2023

GIR unveils two shortlists for its ninth annual awards ceremony, to be held in Washington, DC, on 16 November.

12 September 2023

GIR profiles the leading boutiques and full-service firms for investigations in Switzerland.

11 September 2023

08 September 2023