Work Area: Corporate governance

Marshall Miller: New M&A-focused compliance guidance coming soon

At a GIR conference in New York City, the second-in-command in Deputy Attorney General Lisa Monaco’s office teased new M&A-focused compliance guidance, discussed how the department will punish companies who break resolution agreements and provided new details on recently-announced policy regarding employee compensation.

21 September 2023

Singapore regulator more than doubles AML penalties

19 September 2023

GIR Awards 2023: Most Important Development of the Year

GIR unveils the shortlist for the Most Important Development of the Year award.

14 September 2023

UBS strengthens in-house sanctions team with Barclays hire

UBS’s latest in-house hire is a former assistant US attorney who has also served in the general counsel’s office at OFAC.

06 September 2023

UK MPs strike down amendments to economic crime bill

The House of Commons on Monday rejected a number of amendments to the country’s new economic crime prevention legislation.

05 September 2023

Eskom defends whistleblower policies

05 September 2023

Landmark corporate war crime trial to kick off in Sweden

The trial of Lundin Energy and two executives for alleged complicity in war crimes in Sudan is set to last two-and-and-half years.

04 September 2023

Swiss banking experts call for strengthening of Finma

04 September 2023

3M to pay SEC $6.5 million for FCPA violations

The company admitted to improperly funding overseas trips for Chinese health officials to boost product sales.

28 August 2023

Supreme Court whistleblower decision may push tipoffs to other avenues

If the Supreme Court rules in favour of UBS in a landmark Sarbanes-Oxley case, white-collar whistleblowers are likely to turn to other protections against employer retaliation.

24 August 2023

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