Work Area: Capital markets & securities

Featured in Investigator's Guide to Singapore

Singapore’s financial regulator charged agents of UK insurance company Prudential’s local subsidiary with obstruction of justice, falsification of records, and providing false information to the agency.

20 May 2022

SEC chairman Gary Gensler said the agency’s enforcement division needs more resources to deal with a surge in reports from whistleblowers and members of the public.

18 May 2022

17 May 2022

In a pointed speech, Gurbir Grewal said the defence bar has moved on to “more subtle behaviours” that can frustrate and delay its investigations.

13 May 2022

The country’s corporate watchdog has fined Anglo-Australian mining company Rio Tinto $750,000 for failing to disclose material information about the value of a Mozambique mining project.

07 March 2022

15 February 2022

Kelly Gibson, who also led the agency’s ESG task force, said the SEC already has “the tools in its toolbox” to bring greenwashing cases.

14 February 2022

14 February 2022

04 February 2022

The tax authority warned that upholding the High Court’s dismissal of the cum-ex lawsuit would make it almost impossible for overseas authorities to bring fraud claims in the UK.

25 January 2022