Capital markets & securities - Global Investigations Review

ASIC issues fourth greenwashing fine

05 January 2023

UK convicts financiers of defrauding Libyan sovereign wealth fund

08 December 2022

FCA fines three traders over market abuse

07 December 2022

ASIC sets sights on further greenwashing enforcement in 2023

03 November 2022

London judge orders extradition of alleged cum-ex trader to Denmark

Anthony Patterson faces up to 12 years in Danish prison if found guilty in the Nordic country.

20 September 2022

US Libor acquittal lawyers field calls from both sides of the Atlantic

Two lawyers who helped overturn the conviction of a former Deutsche Bank trader accused of manipulating interest rate benchmarks have switched firms. Their case caused a stir in the UK as well as the US.

14 September 2022

Citi fined over UK market abuse detection breaches

19 August 2022

Lawyers question fairness of denial of whistleblower reward applicant

A federal appeals court sided with the SEC as it denied a reward to a whistleblower because the agency didn’t use his information in an action of its own. Although the law is clear, the decision has some lawyers questioning the fairness of the outcome.

26 July 2022

Correction: US opposes ex-JPMorgan trader bid for documents in spoofing case

30 May 2022

“Grey areas” in crypto leave agencies behind on enforcement

The speed at which cryptocurrencies evolve has put regulatory agencies on the back foot in enforcing the space, crypto bank compliance officers said.

27 May 2022

Work Area: Capital markets & securities