Work Area: Capital markets & securities

20 January 2021

11 January 2021

11 December 2020

08 December 2020

Two convicted former traders say a new method used by the DOJ to calculate losses caused by spoofing may dramatically increase their potential sentences.

26 November 2020

Featured in Investigator's Guide to Singapore

The Monetary Authority of Singapore has reduced the amount of time it takes to investigate potential misconduct.

04 November 2020

The agency’s annual report highlights its record enforcement numbers, its likely response to a Supreme Court ruling limiting its disgorgement powers, a significant uptick in whistleblower payouts and the agency’s first virtual trial amid the coronavirus pandemic.

03 November 2020

29 September 2020

The parties resolved a complaint that has drawn the attention of the SFO and financial regulators in four countries ahead of a hearing to consider the UK’s jurisdiction over the matter.

28 September 2020

The SEC’s former co-director of enforcement recounted working through Supreme Court-imposed restrictions, a hiring freeze and investigations hampered by the coronavirus pandemic.

24 September 2020