Topic: Surveillance

The SEC’s information requests to three major private equity companies were revealed two months after the regulator hit banks, brokers and investment advisors with over $1 billion in fines over the use of personal messaging apps for business.

09 November 2022

The SEC has announced a “first-of-its-kind group resolution” against 11 financial institutions for breaching rules governing the use of personal devices at work.

28 September 2022

19 August 2022

19 July 2022

20 April 2022

Practitioners said the self-described apolitical organisation has entered the financial crime arena at a moment when many future investigations will likely be driven by geopolitical tensions.

16 March 2022

The Bureau of Industry and Security’s enforcement chief said the agency has made such cases a priority following “Russia’s unprovoked war against the people of Ukraine”.

03 March 2022

02 February 2022

18 January 2022

The European Banking Authority has warned that EU authorities are losing opportunities to detect suspicious transactions because lenders are too eager to cut ties with risky customers.

06 January 2022