Topic: Market filing

Metro Bank to pay £10m in UK for misleading investors

The UK’s financial regulator has fined UK lender Metro Bank and two of its former senior executives for breaching rules by knowingly publishing incorrect information to its investors.

12 December 2022

Australian regulator issues first greenwashing fine

Australia’s securities regulator has handed its first-ever greenwashing penalty to a listed energy company that allegedly lied about sustainability measures at an electricity plant it operates in Botswana.

27 October 2022

Counsel Watch: Former deputy attorney general uncovers “systemic” abuse in US women’s football

Featured in In-house

In the latest counsel watch, King & Spalding concluded an investigation into the culture of professional women’s football in the US, and firms represented banks and a well-known celebrity in connection with various SEC enforcement actions.

04 October 2022

UAE regulator orders Wise to pay $360,000 for AML failures

31 August 2022

Counsel Watch: Ecclestone recruits experienced legal team for UK fraud charges

In the latest counsel watch, the former CEO of Formula One has turned to one of London’s most in-demand barristers in a high-profile tax fraud case, and betting company Entain hired a boutique firm to help it settle an anti-money laundering compliance investigation.

25 August 2022

Bank of America record-keeping probe resolution imminent

19 July 2022

DWS head resigns after raids in greenwashing probe

01 June 2022

NVIDIA settles SEC disclosure failures probe

09 May 2022

SEC charges Vale over Brazil dam collapse

The US securities regulator has accused Vale of making false statements in its ESG disclosures in connection with one of the deadliest environmental disasters in Brazil’s history.

28 April 2022

Dutch authorities investigate Glencore

Featured in In-house

01 April 2022

Unlock unlimited access to all Global Investigations Review content