ESG - Global Investigations Review

SEC fines Goldman Sachs over ESG research failures

The SEC accused Goldman Sachs Asset Management of “policies and procedures failings” in its ESG research team, as well as document storage errors that delayed the regulator’s investigation.

23 November 2022

ASIC sets sights on further greenwashing enforcement in 2023

03 November 2022

Australian regulator issues first greenwashing fine

Australia’s securities regulator has handed its first-ever greenwashing penalty to a listed energy company that allegedly lied about sustainability measures at an electricity plant it operates in Botswana.

27 October 2022