Topic: Enforcement policy

Glenn Leon: data analytics in corporate compliance not about the “shiniest tool”

Featured in In-house

The head of the DOJ’s fraud section said in-house lawyers should make the most of their resources when introducing data analytics into their company’s compliance programme, and indicated that more enforcement actions and policy changes are on the horizon.

01 December 2022

DOJ, SEC officials build out expectations on company ephemeral messaging rules

Featured in In-house

Justice Department and SEC officials want companies under investigation to present the rules they have in place for employees’ usage of such messaging platforms.

30 November 2022

EU moves forward with criminalisation of sanctions evasion

29 November 2022

Austrac enters “enforceable undertaking” with ING

25 November 2022

SEC highlights increased enforcement actions, data analytics capabilities

Enforcement actions and whistleblower tips rose while penalty amounts reached a record level at the Securities and Exchange Commission in 2022, the agency announced. It also highlighted  its increased use of data analytics as part of its success.

16 November 2022

FCA bosses warn against giving ministers powers over enforcement actions

08 November 2022

ASIC sets sights on further greenwashing enforcement in 2023

03 November 2022

UK legal regulator ramps up anti-money laundering enforcement

The enforcement uptick at the Solicitors Regulation Authority comes as the UK government proposes handing the agency powers to issue unlimited fines.

28 October 2022

Nigeria loses bid for victim compensation in Glencore’s UK bribery case

A London court has denied a request from the Nigerian government to receive compensation from Glencore over bribes the commodities trader has admitted paying to a state oil company.

26 October 2022

South Africa to establish anti-corruption, anti-graft agencies

24 October 2022

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