17 June 2020
The UK’s financial regulator has fined the London arm of German lender Commerzbank £37.8 million for failing to establish robust anti-money laundering controls.
08 June 2020
The UK’s accounting regulator has ended its investigation into an undisclosed number of accountants at Tesco over their role in a £263 million profit overstatement that the British retailer disclosed in 2014.
22 May 2020
Former UK Financial Conduct Authority lawyers have said allegations that US prosecutors sent frivolous evidence requests to the UK are worrying if true.
15 May 2020
Litigation financing fund Burford Capital has lost its attempt to force the London Stock Exchange to hand over information that it says could prove it was the victim of market manipulation.
03 April 2020
An ex-Rio Tinto manager says the SFO has contacted him over his allegations that the Anglo-Australian mining company misled investors about delays at a copper mine in Mongolia.
19 March 2020
The UK’s financial authority is investigating only a handful of alleged spoofing cases despite an apparent increase in enforcement across the Atlantic.
04 December 2019
Despite advancements in technology, the human mind remains the best tool to use in criminal investigations, according to an FCA director.
25 November 2019
The UK Financial Reporting Council has recruited Jamie Symington from Brown Rudnick in London as it bolsters its enforcement division.
04 April 2019
At GIR Live London, the UK Financial Conduct Authority’s head of enforcement and market oversight has said that he is “not concerned” with the agency’s record-breaking caseload that has grown rapidly since his appointment.
14 November 2018
Financial institutions identified close to one million suspicious transactions over the past year, approximately a third of which warranted reporting to the UK National Crime Agency.
Deborah Luskin, Anant Modi, Selma Della Santina and Sarah Wrigley
Benjamin S Haley, Sarah Crowder, Randall D Friedland and Thomas McGuire
Jason J Kang, Daniel S Lee, Nan Wang, Ryan Middlemas and Hangil Lee
Simone Nadelhofer and Daniel Lucien Bühr
Boutique Law LLP
Boutique Law LLP