Topic: Spoofing

FCA: companies may be missing signs of spoofing

17 November 2021

US prosecutors accuse NatWest of breaching non-prosecution deal

Connecticut federal prosecutors investigating NatWest for suspected market manipulation have uncovered alleged breaches of an agreement that the UK lender signed in 2017 to avoid fraud charges in a separate case.

29 October 2021

Settlement negotiations break down in CFTC spoofing case

A federal court in Chicago has ruled that the US commodity regulator’s civil case against former Deutsche Bank trader James Vorley can proceed after settlement negotiations broke down.

25 October 2021

US appeals court declines request for en-banc hearing of spoofing conviction appeal

27 September 2021

FCA warns three traders over spoofing

10 September 2021

US judge throws out bank fraud charges against ex-JPMorgan employees

Four former JPMorgan employees have won a partial reprieve in a precious metals market manipulation case after a US court dismissed an array of bank fraud charges against them but upheld related counts of racketeering, spoofing and wire fraud.

18 August 2021

More spoofing defendants try to block economics professor from testifying

17 August 2021

Ex-Merrill Lynch traders convicted of spoofing

05 August 2021

Sullivan & Cromwell conflict insufficient to overturn spoofing conviction

14 July 2021

Former Deutsche Bank traders request bail pending spoofing appeal

13 July 2021

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