Topic: Remediation

Imposing a monitor is “very fact-dependent”, says SEC official

A senior SEC enforcement official said it’s often a challenge for government lawyers to determine whether to impose a compliance monitor on a company.

14 April 2021

Finma drops Julius Baer’s acquisitions ban amid compliance audit

31 March 2021

Panasonic’s FCPA monitorship ends

There are now just four active Foreign Corrupt Practices Act monitorships overseen by the DOJ.

24 March 2021

US court approves $1.5 billion Daimler settlement

09 March 2021

Judge grapples with request to review DPA compliance docs

A federal judge in Brooklyn had trouble understanding why two former Fox executives charged with corruption should be allowed to review corporate compliance documents.

04 March 2021

Dutch parliamentary resolution could open the door for corporate monitorships

GIR speaks to the politician behind a recent proposal in the Netherlands to introduce mandatory probation and independent oversight of compliance efforts for companies that resolve a criminal investigation through a settlement.

03 March 2021

Estonia cuts ties with Freeh Sporkin & Sullivan

19 February 2021

IRS says disgorgement is tax deductible when paid to victims

One defence lawyer said that while the IRS’s new disgorgement rule is a step in the right direction, it is “woefully incomplete”.

18 February 2021

KPMG to stop some non-audit services in South Africa

16 February 2021

Tencent fires over 100 staff over corruption

03 February 2021

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