Region: United States of America - Global Investigations Review

Counsel Watch: Kirkland steps in to challenge SEC subpoena lawsuit

In the latest counsel watch, Kirkland is advising a company that is challenging the release of its identity to the Securities and Exchange Commission following a cyber-hack on its lawyers’ files.

21 September 2023

Australia fines US brokerage for “negligent” compliance

20 September 2023

SEC charges investment firm with failing to register work for sanctioned Russian oligarch

20 September 2023

Covington to hand SEC six client names

18 September 2023

Brazil’s CGU fines Miami-based company $15 million for tender fraud

18 September 2023

JPMorgan trader sentenced to jail over spoofing scheme

18 September 2023

Venezuelan citizen hit with FCPA charges over food contract scheme

Orlando Alfonso Contreras Saab routed roughly $6.3 million through Florida as part of a corrupt scheme to bribe a Venezuelan state governor in exchange for lucrative food contracts, the DOJ alleges.

13 September 2023

Former JPMorgan traders to appeal against spoofing conviction

13 September 2023

US judge stays batch of Fifa sentencings

US District Judge Pamela Chen cited a recent decision to acquit a former Fox executive and a sports marketing company as her reason for pausing the sentencings of several defendants accused of taking part in a years-old global football bribery scandal.

12 September 2023

GIR Awards 2023: Outstanding In-house Counsel of the Year and Investigations Professional of the Year

GIR unveils two shortlists for its ninth annual awards ceremony, to be held in Washington, DC, on 16 November.

12 September 2023