Region: United Kingdom

Tribunal upholds FCA decision to ban financial advisor for sex crime

01 September 2021

Bank of China settles US sanctions probe

The US Treasury Department’s sanctions enforcer has slapped the Bank of China’s UK arm with a $2.3 million penalty for executing over $40 million worth of transactions on behalf of Sudanese customers.

27 August 2021

People News: MIMF Unit official heads to private practice

The principal assistant chief of the Fraud Section’s market integrity and major frauds unit is joining a law firm in Washington, DC, and Dechert has hired a former federal prosecutor who featured in GIR’s most recent Women in Investigations survey.

27 August 2021

FCA “not capable” of regulating Binance

26 August 2021

UK accountancy regulator dings EY over audit breaches

25 August 2021

NGO reports Carnival and JustEat over alleged climate disclosure breaches

19 August 2021

UK network operator cooperating with bribery probe

18 August 2021

SFO charges five over bribery scheme

All five defendants appeared at London’s Southwark Crown Court on 17 August to face charges over an alleged scheme to help two companies win office fitting contracts across the UK.

17 August 2021

Pearson settles SEC cyberattack charges

16 August 2021

People News: top New York regulator resigns amid Cuomo scandal

The head of New York state’s financial services regulator has stepped down following the resignation of Governor Andrew Cuomo, and a senior compliance lawyer has left Nokia for Swiss technology company ABB.

16 August 2021

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