Region: Hong Kong

SFC bans former Deutsche Securities trader for life over bribery

14 November 2019

SFC fines asset management company US$800,000 for control failures

31 October 2019

Hong Kong SFC director: “we’re working on the difficult stuff”

Featured in Investigator’s Guide to Hong Kong

The director of the Hong Kong Securities and Futures Commission said the agency has posted record-high fines following tough scrutiny on conduct in initial public offerings.

15 October 2019

Hong Kong extradition to China would help combat money laundering, says FATF

05 September 2019

Hong Kong SFC bans former UBS exec for life

06 August 2019

Hong Kong anti-corruption agency arrests former stock exchange official

27 June 2019

Hong Kong SFC doubles fines over past year

19 June 2019

China “has not abated” in its fight against corruption

China’s anti-corruption drive has not slowed down and the country’s authorities are increasingly conducting joint dawn raids, an audience at GIR Live heard.

12 June 2019

Former JPMorgan banker released on bail in Hong Kong bribery case

20 May 2019

Ex-JPMorgan banker charged with bribery in Hong Kong

16 May 2019

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