Organisation: Australian Securities and Investments Commission

Australia fines US brokerage for “negligent” compliance

20 September 2023

GIR Awards 2023: Investigations Consultancy of the Year and Enforcement Agency or Prosecutor of the Year

GIR unveils the shortlists for Investigations Consultancy of the Year and Enforcement Agency or Prosecutor of the Year.

15 September 2023

ASIC launches third civil lawsuit over greenwashing

11 August 2023

ASIC starts second court case against investment fund over greenwashing

25 July 2023

ASIC sues investment fund over alleged greenwashing

Australia’s securities regulator has launched a first-of-its-kind lawsuit against fund manager Mercer for alleged false marketing of its “sustainable” investment options.

28 February 2023

ASIC issues fourth greenwashing fine

05 January 2023

ASIC goes after Star Entertainment execs over casino’s AML failures

Australia’s corporate regulator has filed a civil case against almost a dozen of Star’s former and current leadership team including a former CEO and its former chief legal and risk officer.

13 December 2022