Topic: Market filing

Essentra details costs of £7.5 million export control review

05 March 2021

Coinbase reports possible US sanctions issue

The Treasury Department is looking into cryptocurrency exchange Coinbase’s compliance with US sanctions.

02 March 2021

SEC probes Baker Hughes over sanctions-related issue

The US Securities and Exchange Commission is investigating oil company Baker Hughes’ internal records and controls connected to sales of products and services in projects affected by US sanctions.

26 February 2021

DOJ and Californian regulator close Ford emissions probes

08 February 2021

FCA investigating Santander over suspected anti-money laundering breaches

The UK financial regulator is probing Spanish lender Santander over potential breaches of anti-money laundering regulations over a five-year period.

03 February 2021

Immunocore reveals internal investigation in IPO filing

19 January 2021

Electronics accessories manufacturer discloses SEC subpoena

10 November 2020

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