Topic: Market filing

DOJ investigates electric van startup

05 November 2021

Nikola expects to pay $125 million in SEC probe

Electric truck maker Nikola is close to resolving an SEC investigation in the wake of allegations that the company lied about the capabilities of its vehicles.

04 November 2021

US prosecutors accuse NatWest of breaching non-prosecution deal

Connecticut federal prosecutors investigating NatWest for suspected market manipulation have uncovered alleged breaches of an agreement that the UK lender signed in 2017 to avoid fraud charges in a separate case.

29 October 2021

Vale facing SEC action over dam collapse

The Securities and Exchange Commission has made a preliminary determination to commence proceedings against miner Vale over alleged violations linked to the deadly collapse of the Brumadinho dam in Brazil.

29 October 2021

Trial of former Nissan executive wraps up in Japan

27 October 2021

Swedish regulator closes Swedbank investigation

26 October 2021

SFO closes final strands of Watchstone investigation

14 October 2021

Deutsche Bank-owned asset manager hired law firm to review greenwashing claims

06 October 2021

CFTC fines SocGen $1.5m for market disclosure breaches

30 September 2021

Mongolian authorities delve deeper into allegations against Rio Tinto

Emails suggest the parties are in a stand-off about access to an internal investigation report by Baker McKenzie that Rio Tinto claims cleared it of misleading investors about a delayed copper mining project.

17 September 2021

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