Topic: Market filing

Counsel Watch: Former deputy attorney general uncovers “systemic” abuse in US women’s football

Featured in In-house

In the latest counsel watch, King & Spalding concluded an investigation into the culture of professional women’s football in the US, and firms represented banks and a well-known celebrity in connection with various SEC enforcement actions.

04 October 2022

UAE regulator orders Wise to pay $360,000 for AML failures

31 August 2022

Counsel Watch: Ecclestone recruits experienced legal team for UK fraud charges

In the latest counsel watch, the former CEO of Formula One has turned to one of London’s most in-demand barristers in a high-profile tax fraud case, and betting company Entain hired a boutique firm to help it settle an anti-money laundering compliance investigation.

25 August 2022

Bank of America record-keeping probe resolution imminent

19 July 2022

DWS head resigns after raids in greenwashing probe

01 June 2022

NVIDIA settles SEC disclosure failures probe

09 May 2022

SEC charges Vale over Brazil dam collapse

The US securities regulator has accused Vale of making false statements in its ESG disclosures in connection with one of the deadliest environmental disasters in Brazil’s history.

28 April 2022

Dutch authorities investigate Glencore

Featured in In-house

01 April 2022

Standard Chartered reports flurry of internal bribery probes

In-house investigators at UK lender Standard Chartered launched on average at least one internal bribery probe per week in 2021.

17 February 2022

Morgan Lewis recruits SEC’s former acting deputy enforcement director

Kelly Gibson, who also led the agency’s ESG task force, said the SEC already has “the tools in its toolbox” to bring greenwashing cases.

14 February 2022

Unlock unlimited access to all Global Investigations Review content