Topic: Market filing

SEC investigates vehicle startup over short-seller’s claims

13 January 2022

SEC subpoenas GameStop in share trading investigation

Texas-based video games retailer GameStop, which saw its share price rise dramatically in early 2021, has received a subpoena from the US securities regulator as part of an investigation into its trading activity.

09 December 2021

Italian prosecutors probe Juventus over Ronaldo transfer

The Turin Public Prosecutor’s Office is investigating Juventus Football Club in connection with the team’s recent sale of high-profile player Cristiano Ronaldo to Manchester United.

03 December 2021

London Stock Exchange fines AI company over CEO bonus disclosure

30 November 2021

DOJ investigates electric van startup

05 November 2021

Nikola expects to pay $125 million in SEC probe

Electric truck maker Nikola is close to resolving an SEC investigation in the wake of allegations that the company lied about the capabilities of its vehicles.

04 November 2021

US prosecutors accuse NatWest of breaching non-prosecution deal

Connecticut federal prosecutors investigating NatWest for suspected market manipulation have uncovered alleged breaches of an agreement that the UK lender signed in 2017 to avoid fraud charges in a separate case.

29 October 2021

Vale facing SEC action over dam collapse

The Securities and Exchange Commission has made a preliminary determination to commence proceedings against miner Vale over alleged violations linked to the deadly collapse of the Brumadinho dam in Brazil.

29 October 2021

Trial of former Nissan executive wraps up in Japan

27 October 2021

Swedish regulator closes Swedbank investigation

26 October 2021

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