Topic: Market abuse

SEC opens probe into head of Archegos Capital Management

01 April 2021

SEC seeks appeal of Rio Tinto ruling before trial starts

30 March 2021

Former Glencore trader convicted over market manipulation scheme

25 March 2021

Coinbase settles CFTC probe into trading data errors

22 March 2021

Court upholds spoofing convictions for ex-Deutsche Bank traders

The Chicago federal court has thrown out James Vorley and Cédric Chanu’s arguments that jurors wrongly convicted them of wire fraud over a scheme to spoof precious metals markets.

19 March 2021

ASIC’s immunity policy threatens to undermine companies’ whistleblower programmes  

Australian companies should be wary of employees circumventing internal reporting structures and going straight to the securities regulator with allegations of market misconduct following the release of a new immunity policy.

17 March 2021

Acquitted FX trader: DOJ “purposeful and spiteful” in preventing access to evidence

Ex-JPMorgan trader Richard Usher has accused the US Justice Department of cynically blocking his efforts to use exculpatory evidence in ongoing administrative proceedings brought by the US banking regulator.

15 March 2021

MPF charges Eike Batista with market manipulation

10 March 2021

Rio Tinto set to go to trial in Australia in 2022 over alleged Mozambique fraud

24 February 2021

FCA charges former Goldman Sachs analyst and ex-Clifford Chance lawyer with insider trading

16 February 2021

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