Topic: Market abuse

New FCA cum-ex cases dry up

The FCA appears to have closed four investigations linked to the cum-ex scandal in the past six months.

12 October 2021

SEC reportedly opened Archegos market manipulation probe

11 October 2021

DOJ appeals against decision to let SocGen trader fight charges from France

05 October 2021

Ex-Goldman Sachs compliance executive charged with insider trading

The Securities and Exchange Commission has accused a former senior compliance analyst at US investment bank Goldman Sachs of committing fraud and insider trading.

30 September 2021

Wells Fargo enters $72.6m settlement for overcharging customers

28 September 2021

US appeals court declines request for en-banc hearing of spoofing conviction appeal

27 September 2021

France appeals against dismissal of long-running corruption case

27 September 2021

FCA warns three traders over spoofing

10 September 2021

UK brokerage discloses legal costs for cum-ex probe

07 September 2021

SEC probing US electric vehicle company

02 September 2021

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