Topic: Enforcement

US orders extradition of former Peru president in Odebrecht bribery case

A US court has ordered the extradition of former Peruvian president Alejandro Toledo to his home country to face corruption and money laundering charges.

30 September 2021

Ex-Goldman Sachs compliance executive charged with insider trading

The Securities and Exchange Commission has accused a former senior compliance analyst at US investment bank Goldman Sachs of committing fraud and insider trading.

30 September 2021

CFTC fines SocGen $1.5m for market disclosure breaches

30 September 2021

DOJ charges Swiss financial services firm over alleged tax evasion scheme

29 September 2021

SFO to request postponement of G4S executives’ trial

The UK’s Serious Fraud Office has told a London court that it will ask to delay the fraud trial of three former executives at prison services provider G4S by a year.

29 September 2021

US export control enforcer fines electronics company over aerospace shipments to Russia

Vorago Technologies has also entered into an non-prosecution agreement with the Justice Department over the export violations.

29 September 2021

CFTC fines Citibank over swap reporting failures

28 September 2021

Schlumberger subsidiaries penalised in US sanctions probe

The two OFAC enforcement actions against separate Schlumberger subsidiaries add to a list of sanctions problems that the company has experienced in recent years.

28 September 2021

Wells Fargo enters $72.6m settlement for overcharging customers

28 September 2021

FRC fines Grant Thornton £2.3m over “pattern of serious lapses”

The UK accounting regulator found that Grant Thornton and a current partner at the firm committed a series of breaches during audits of café chain Patisserie Valerie’s parent company, which collapsed in 2019 amid allegations of fraud.

27 September 2021

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