Steven McCarthy

[email protected]

Steven McCarthy is a director in the Global Investigations & Compliance practice. He has extensive experience providing regulatory compliance, advisory and investigative services to private and public sector clients. He has expertise in performing services on behalf of financial institutions relative to compliance with the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) regulations, the USA PATRIOT Act and Office of Foreign Assets Control (OFAC) guidelines.Steven successfully managed a large-scale independent audit engagement resulting from a class action settlement involving a public education school system. He participated in a number of BSA/AML and OFAC compliance reviews and a variety of AML investigation, gap analysis and independent testing engagements for financial institutions, including domestic and foreign banks, broker dealers and investment advisers.Prior to joining Guidehouse, Steven worked for Daylight Forensic & Advisory, an international consulting firm acquired by Guidehouse in May 2010. Prior to attending law school, Steven worked as a litigation paralegal for three years for a large defense firm in New York.

Content from this author

Get unlimited access to all Global Investigations Review content