Steven McCarthy

Steven McCarthy

Director, Guidehouse
[email protected]

Steven McCarthy is a director in Guidehouse’s global investigations and compliance practice. He has 15 years of extensive experience in providing regulatory compliance, advisory and investigative services to private and public sector clients. He has expertise in performing services on behalf of financial institutions relative to compliance with the Bank Secrecy Act (BSA), anti-money laundering (AML) regulations, the USA PATRIOT Act and Office of Foreign Assets Control (OFAC) guidelines.

Steven manages a large-scale independent audit engagement resulting from a class action settlement involving a public education school system. He has assisted in several BSA/AML and OFAC compliance reviews and a variety of AML investigation, gap analysis and independent testing engagements for financial institutions, including domestic and foreign banks, broker dealers and investment advisers. Steven also has experience in assessing the BSA/AML and sanctions programmes of global financial institutions to ensure adherence with applicable laws, regulations and industry better practices, to identify deficiencies in the programme and to recommend corrective measures.

Content from this author

Unlock unlimited access to all Global Investigations Review content