Rosemarie Paul

Rosemarie Paul

[email protected]

Rosemarie Paul specializes in UK financial regulatory matters, with a particular focus on regulatory investigations and enforcement proceedings involving the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). She has a particular interest in cybersecurity and operational resilience issues for firms.Rosemarie joined Ropes & Gray’s Litigation and Enforcement practice in 2018 from the London office of another international firm. Prior to joining private practice in 2012 she was a member of the Enforcement and Financial Crime Department at the Financial Services Authority (FSA), where she provided legal advice to the investigatory teams within Enforcement Division, led cases through Decision Committee and Upper Tribunal hearings and advised on contested applications for authorization and Approved Persons.Rosemarie has a detailed understanding of the regulators’ supervisory process. She assists clients in anticipating and addressing issues that arise under the UK regulatory framework and is able to identify how the FCA and PRAs regulatory requirements will affect her clients. She is also experienced in cross border investigations.

Content from this author

Unlock unlimited access to all Global Investigations Review content