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Katie Stephen is a financial services and investigations partner based in London. She specialises in advising clients on contentious regulatory matters, including internal and external investigations and enforcement proceedings involving a variety of regulators including the FCA, PRA, SFO, HMRC and Ofgem, as well as those in other jurisdictions.
She has twice been seconded to the FCA as a legal adviser to its Regulatory Decisions Committee and she has acted on a number of high-profile cases, including market abuse proceedings against firms and individuals. Katie has also conducted a wide range of internal investigations for financial institutions and corporates, including advising on the regulatory implications and cross-border issues arising from these, and she is praised by clients for her ‘investigatory talents’ (The Legal 500).
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