SEC compliance officer DPA finalised
A federal judge in the Southern District of New York (SDNY) has signed off on a deferred prosecution agreement between the US Attorney for the SDNY and Simon Gilchrist, a Securities and Exchange Commission (SEC) compliance officer who admits to making false statements about his shareholdings to the SEC.
To read more
Subscribe to Global Investigations Review
Subscribe and start reading now
Global Investigations Review (GIR) is the hub for global coverage of corporate investigations and their aftermath. Keep up to date with significant developments in the corporate investigations world.
Subscribe now