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Latest SEC foreign bribery action highlights compliance success story

By Ines Kagubare

14 April 2020

Latest SEC foreign bribery action highlights compliance success story
Goldman Sachs Tower in Exchange Place Jersey City, New Jersey (Credit: istock.com/BackyardProduction)

“The firm’s compliance personnel took appropriate steps to prevent the firm from participating in the transaction and it is not being charged,” said Charles Cain, the SEC’s foreign bribery unit chief.