Global Investigations Review - The law and practice of international investigations

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SEC to focus on “gatekeeper” cases, official says

By Clara Hudson

18 December 2018

SEC to focus on “gatekeeper” cases, official says New York iStock.com/Veronica Bogaerts

To make the most of its tight resources, the Securities and Exchange Commission is homing in on cases against the “gatekeepers” who enable widespread misconduct, an SEC official said at a New York conference.