Global Investigations Review - The law and practice of international investigations

Senior managers make up 4% of FCA’s investigations into individuals

By Michael Griffiths

06 January 2020

Senior managers make up 4% of FCA’s investigations into individuals London skyline (Credit: Credit: iStock.com/ZoltanGabor )

The UK’s financial regulatory body is investigating a “huge” number of individuals for alleged misconduct but only a small fraction of cases focus on senior executives.