Global Investigations Review - The law and practice of international investigations

Former CEO of ConvergEx’s Bermudan subsidiary pleads guilty

By Emily Casswell

08 August 2018

Former CEO of ConvergEx’s Bermudan subsidiary pleads guilty Exchange Place New Jersey iStock.com/SeanPavonePhoto

The former chief executive officer of brokerage company ConvergEx Global Markets has pleaded guilty to wire fraud five months after he attempted to have the DOJ case against him thrown out.