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SEC enforcement chief signals end to 'broken windows' policy

By Waithera Junghae

27 October 2017

SEC enforcement chief signals end to 'broken windows' policy 
Securities Enforcement Forum 2017 was held at the Mayflower Hotel in Washington, DC Credit: IStock.com/RiverNorthPhotography

The SEC’s joint enforcement head, Steven Peikin, has suggested the agency will scrap its “broken windows” policy and offer better explanations of why some companies receive cooperation credit.