Global Investigations Review - The law and practice of international investigations

SEC should reform waiver process, commissioner says

By Adam Dobrik

28 August 2015

SEC should reform waiver process, commissioner says Luis Aguilar

SEC commissioner Luis Aguilar has called for greater transparency into how the authority decides when to grant waivers to individuals and companies found liable for misconduct, after the securities regulator was criticised for issuing waivers too readily.