Global Investigations Review - The law and practice of international investigations

SEC should stop conflating disqualification and punishment

By Tom Webb

17 February 2015

SEC should stop conflating disqualification and punishment Commissioner Daniel Gallagher. Credit: US Securities and Exchange Commission (Public domain)

SEC commissioner Daniel Gallagher says the SEC’s enforcement division should stay out of decisions to disqualify defendants from the securities market.

Download the latest magazine

magazine
View all issues

Events

Events

4th Annual GIR Live New York

Global Investigations Review is pleased to announce a major international conference to be held in New York. Thursday, 14 September 2017.

Events

3rd Annual GIR Live Hong Kong

Global Investigations Review is pleased to announce a major international conference to be held in Hong Kong. Wednesday, 18 October 2017.